Chen, Celine 陳品聿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2020-02-18 | 2020-11-24 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2020-02-18 | 2020-11-24 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2020-02-18 | 2020-11-24 |
| 4 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in securities | 2020-02-18 | 2020-11-24 |
| 5 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2022-12-15 | 2023-06-02 |
| 6 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-12-15 | 2023-06-02 |
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