Lee, Sing Yu 李星宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-06-21 | Rep | Asset management | 2022-06-21 | Rep | Dealing in securities | 2022-06-21 |
| 2 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-02-24 | 2022-06-02 | Rep | Asset management | 2020-02-24 | 2022-06-02 | Rep | Advising on futures contracts | 2021-12-14 | 2022-06-02 |
| 3 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-12-14 | 2022-06-02 |
| 4 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2021-12-14 | 2022-06-02 |
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