Cao, Yiyun 曹逸云
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2015-05-29 | 2016-10-06 | Rep | Dealing in securities | 2015-05-29 | 2016-10-06 |
| 2 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-10-12 | 2022-10-14 | Rep | Dealing in securities | 2020-10-12 | 2022-10-14 | Rep | Advising on securities | 2020-11-04 | 2022-10-14 |
| 3 | China Vered Securities Limited | Rep | Dealing in securities | 2016-11-08 | 2017-06-14 |
| 4 | CMB International Capital Limited | Rep | Advising on corporate finance | 2017-07-20 | 2020-09-25 | Rep | Dealing in securities | 2017-07-20 | 2020-09-25 |
| 5 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2023-03-15 |
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