Li, Koon Lok 李冠樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Annum Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-08-22 | 2018-09-10 | Rep | Asset management | 2018-08-22 | 2018-09-10 | RO | Advising on securities | 2018-09-10 | 2019-01-28 | RO | Asset management | 2018-09-10 | 2019-01-28 |
2 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on corporate finance | 2015-06-01 | 2018-07-11 | Rep | Advising on securities | 2015-06-01 | 2018-07-11 | Rep | Asset management | 2015-06-01 | 2018-07-11 |
3 | Gobi Admiralty Limited | Rep | Asset management | 2022-06-20 | |
4 | YUN HAI ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-10-16 | 2021-06-30 |
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