Law, I Lung 羅錡龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-18 | 2018-07-30 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-06-21 | Rep | Dealing in securities | 2021-07-02 |
| 3 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2017-09-28 | 2017-09-29 | Rep | Asset management | 2017-09-28 | 2017-09-29 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2015-06-02 | 2017-09-29 | Rep | Dealing in securities | 2015-06-02 | 2017-09-29 | Rep | Advising on securities | 2015-12-14 | 2017-09-29 |
| 5 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2021-05-21 | 2021-05-31 | Rep | Asset management | 2021-05-21 | 2021-05-31 |
| 6 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2018-08-16 | 2020-07-02 | Rep | Advising on securities | 2018-08-16 | 2020-07-02 | Rep | Asset management | 2018-08-16 | 2020-07-02 |
| 7 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2018-08-16 | 2020-07-02 | Rep | Advising on securities | 2018-08-16 | 2020-07-02 | Rep | Asset management | 2018-08-16 | 2020-07-02 |
| 8 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2018-08-16 | 2020-07-02 | Rep | Asset management | 2018-08-16 | 2020-07-02 | Rep | Dealing in securities | 2018-08-16 | 2020-07-02 |
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