Law, I Lung 羅錡龍

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Dealing in securities 2017-10-18 2018-07-30
2 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2021-06-21 2024-04-20
Rep Dealing in securities 2021-07-02 2024-04-20
3 China Securities (International) Asset Management Company Limited Rep Advising on securities 2017-09-28 2017-09-29
Rep Asset management 2017-09-28 2017-09-29
4 China Securities (International) Brokerage Company Limited Rep Dealing in futures contracts 2015-06-02 2017-09-29
Rep Dealing in securities 2015-06-02 2017-09-29
Rep Advising on securities 2015-12-14 2017-09-29
5 CMS ASSET MANAGEMENT (HK) CO., LIMITED Rep Advising on securities 2021-05-21 2021-05-31
Rep Asset management 2021-05-21 2021-05-31
6 CSOP Asset Management Limited Rep Advising on securities 2024-05-10
Rep Asset management 2024-05-10
Rep Dealing in securities 2024-05-10
7 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Rep Advising on futures contracts 2018-08-16 2020-07-02
Rep Advising on securities 2018-08-16 2020-07-02
Rep Asset management 2018-08-16 2020-07-02
8 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2018-08-16 2020-07-02
Rep Advising on securities 2018-08-16 2020-07-02
Rep Asset management 2018-08-16 2020-07-02
9 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Advising on securities 2018-08-16 2020-07-02
Rep Asset management 2018-08-16 2020-07-02
Rep Dealing in securities 2018-08-16 2020-07-02

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