Shum, Agnes Tsz Yuet 岑子悅

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2015-06-04 2018-06-20
2 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in futures contracts 2016-10-11 2018-06-20
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2015-06-04 2016-10-10
4 Morgan Stanley Asia Limited Rep Dealing in securities 2018-08-27 2020-03-06
5 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2018-08-27 2020-03-06

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