Xie, Kaixi 謝凱西
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-06-05 | 2018-05-09 | Rep | Advising on securities | 2015-06-05 | 2018-05-09 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2015-06-05 | 2018-05-09 | Rep | Dealing in securities | 2015-06-05 | 2018-05-09 |
| 3 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-10-27 | |
| 4 | CMB International Securities Limited | Rep | Advising on securities | 2023-10-27 | Rep | Dealing in securities | 2023-10-27 |
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