Tse, Christopher Shing Kwun 謝承鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ariose Capital Management Limited | Rep | Asset management | 2020-02-26 | 2021-07-12 | RO | Asset management | 2021-07-12 | 2023-06-02 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2018-12-18 | 2020-02-04 | Rep | Dealing in futures contracts | 2018-12-18 | 2020-02-04 | Rep | Dealing in securities | 2018-12-18 | 2020-02-04 |
| 3 | China Vered Securities Limited | Rep | Advising on securities | 2018-04-13 | 2018-12-07 | Rep | Dealing in securities | 2018-04-13 | 2018-12-07 | Rep | Dealing in futures contracts | 2018-10-03 | 2018-12-07 |
| 4 | MFG Limited (HK) | Rep | Dealing in futures contracts | 2015-05-26 | 2016-02-01 | Rep | Dealing in securities | 2015-05-26 | 2016-02-01 |
| 5 | NINE RIVERS CAPITAL PARTNERS LIMITED | Rep | Dealing in securities | 2016-09-08 | 2017-01-05 |
| 6 | PV Capital (HK) Limited | Rep | Asset management | 2023-06-06 | |
| 7 | XIN HUA SECURITIES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2017-02-02 | 2018-03-06 | Rep | Dealing in futures contracts | 2017-02-02 | 2018-03-06 |
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