Kung, Sau Kwan 龔秀筠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Golden K2 Securities Limited | Rep | Dealing in securities | 2020-06-12 | 2022-05-23 | Rep | Advising on corporate finance | 2020-07-21 | 2021-06-17 |
2 | Invision Asset Management International Limited | Rep | Advising on securities | 2022-05-30 | 2022-12-11 | Rep | Asset management | 2022-05-30 | 2022-12-11 | RO | Dealing in securities | 2022-05-30 | 2022-12-11 |
3 | Maxcess Capital Limited | Rep | Advising on securities | 2021-06-16 | 2022-05-23 | Rep | Asset management | 2021-06-16 | 2022-05-23 |
4 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-05 | 2020-04-02 |
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