Ochiai, Yusuke 落合雄介
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-06-04 | 2015-06-24 |
| 2 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-06-04 | 2015-06-24 |
| 3 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2015-06-04 | 2015-06-24 |
| 4 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2015-06-24 | 2017-06-22 |
| 5 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | RO | Dealing in futures contracts | 2015-06-24 | 2017-06-22 |
| 6 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2015-06-24 | 2017-06-22 |
| 7 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2017-06-22 | 2017-10-23 |
| 8 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-06-22 | 2017-10-23 |
| 9 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-06-22 | 2017-10-23 |
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