Kwok, Ho Yan 郭皜忻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-07-18 | 2018-09-26 | Rep | Asset management | 2018-07-18 | 2018-09-26 | Rep | Dealing in securities | 2018-07-18 | 2018-09-26 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-07-18 | 2018-09-26 | Rep | Asset management | 2018-07-18 | 2018-09-26 | Rep | Dealing in securities | 2018-07-18 | 2018-09-26 |
| 3 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2018-10-15 | |
| 4 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2015-06-08 | 2018-06-27 | Rep | Asset management | 2015-06-08 | 2018-06-27 | Rep | Dealing in securities | 2015-06-08 | 2018-06-27 |
| 5 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2015-06-08 | 2018-06-27 | Rep | Asset management | 2015-06-08 | 2018-06-27 | Rep | Dealing in securities | 2015-06-08 | 2018-06-27 |
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