Yan, Han (SFC:BFN097) 嚴涵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alphamax Asset Management (HK) Limited | Rep | Asset management | 2015-06-04 | 2016-07-15 |
| 2 | Guolian Securities International Asset Management Co., Limited | Rep | Asset management | 2024-03-28 | |
| 3 | SDG Asset Management (HK) Limited | Rep | Advising on securities | 2022-02-07 | 2023-11-08 | Rep | Asset management | 2022-02-07 | 2023-11-08 |
| 4 | SDG Futures (HK) Limited | Rep | Dealing in futures contracts | 2019-03-06 | 2019-10-29 |
| 5 | SDG Securities (HK) Limited | Rep | Dealing in securities | 2019-03-06 | 2021-12-31 | Rep | Advising on futures contracts | 2020-04-24 | 2021-12-31 | Rep | Advising on securities | 2020-04-24 | 2021-12-31 | Rep | Dealing in futures contracts | 2020-04-24 | 2021-12-31 |
| 6 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2016-12-19 | 2019-01-18 |
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