Tong, Tin Yau 唐天祐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-05-14 | 2020-10-21 | Rep | Asset management | 2019-05-14 | 2020-10-21 |
| 2 | HuaAn Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-11-26 | 2019-04-27 | Rep | Asset management | 2018-11-26 | 2019-04-27 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2015-06-05 | 2016-03-05 | Rep | Dealing in securities | 2015-06-05 | 2016-03-05 |
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