Wu, Yi-Ping 吳伊蘋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Asset management | 2018-07-18 | 2020-04-24 | Rep | Advising on securities | 2019-05-20 | 2020-04-24 | RO | Dealing in securities | 2019-11-13 | 2020-04-24 |
2 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2015-06-10 | 2018-05-31 | Rep | Asset management | 2016-09-07 | 2018-05-31 |
3 | River Delta Wealth Management Company Limited | RO | Asset management | 2022-02-22 | RO | Advising on securities | 2023-02-06 |
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