Tian, Silu 田思露
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2015-06-10 | 2016-06-30 | Rep | Dealing in securities | 2015-06-10 | 2016-06-30 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2022-09-15 | 2023-10-24 | Rep | Advising on securities | 2022-09-15 | 2023-10-24 | Rep | Dealing in securities | 2022-09-15 | 2023-10-24 |
3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2016-08-02 | 2017-10-24 | Rep | Dealing in securities | 2016-08-02 | 2017-10-24 |
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