Yung, Keen Ming
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA CLIMATE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2016-06-30 | 2018-12-14 | Rep | Dealing in securities | 2016-06-30 | 2018-12-14 |
| 2 | Evercore Asia Limited | Rep | Advising on securities | 2019-01-14 | 2020-03-27 | Rep | Dealing in securities | 2019-01-14 | 2020-03-27 | Rep | Advising on corporate finance | 2019-03-22 | 2020-03-27 |
| 3 | RED CAPITAL GROUP LIMITED | Rep | Advising on corporate finance | 2015-06-11 | 2016-01-22 | Rep | Advising on securities | 2015-06-11 | 2016-01-22 |
| 4 | Robeco Hong Kong Limited | Rep | Advising on securities | 2016-02-17 | 2016-06-29 | Rep | Asset management | 2016-02-17 | 2016-06-29 |
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