Kwok, Suen Ni 郭宣妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASIAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-11-24 | 2022-12-31 |
2 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2017-11-03 | 2017-11-19 | Rep | Dealing in securities | 2017-11-03 | 2017-11-19 |
3 | TC Capital International Limited | Rep | Advising on corporate finance | 2015-06-11 | 2016-02-05 |
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