Ip, Tsz King 葉子敬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Enterprise Capital Company Limited | Rep | Advising on corporate finance | 2019-02-04 | 2019-03-29 |
| 2 | China Enterprise Securities Company Limited | Rep | Asset management | 2017-03-15 | 2019-02-04 | Rep | Advising on securities | 2017-03-15 | 2019-03-29 | Rep | Dealing in securities | 2017-03-15 | 2019-03-29 |
| 3 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-11-03 | 2017-01-01 |
| 4 | FAIRWIN BROKING LIMITED | Rep | Dealing in securities | 2016-08-30 | 2016-10-18 |
| 5 | GEO Securities Limited | Rep | Dealing in securities | 2015-06-12 | 2015-12-02 |
| 6 | One Heritage Capital Management Limited | Rep | Advising on securities | 2020-04-15 | 2021-09-30 | Rep | Asset management | 2020-04-15 | 2021-09-30 |
| 7 | TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2019-07-02 | 2020-03-31 |
| 8 | Topaz Financial Group Limited | Rep | Advising on securities | 2019-06-19 | 2020-03-31 | Rep | Dealing in securities | 2019-06-19 | 2020-03-31 |
| 9 | WiseWings Capital Management Limited | Rep | Advising on securities | 2022-04-01 | 2023-01-31 | Rep | Asset management | 2022-04-01 | 2023-01-31 | Rep | Dealing in securities | 2022-04-01 | 2023-01-31 |
| 10 | WRise Prestige Asset Management Limited | Rep | Advising on securities | 2023-09-15 | Rep | Asset management | 2023-09-15 |
| 11 | WRise Prestige Securities Limited | Rep | Dealing in securities | 2023-09-15 |
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