Gutman, Simeon Ari
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2017-07-14 | 2017-07-31 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2017-12-01 | 2017-12-06 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2018-06-08 | 2018-06-14 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2018-10-09 | 2018-10-15 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2019-08-23 | 2019-08-27 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2024-03-20 | 2024-03-22 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-06-12 | 2015-06-18 |
| 8 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2016-07-06 | 2016-07-13 |
| 9 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-07-14 | 2017-07-31 |
| 10 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-12-01 | 2017-12-06 |
| 11 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2018-06-08 | 2018-06-14 |
| 12 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2018-10-09 | 2018-10-15 |
| 13 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2019-08-23 | 2019-08-27 |
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