Yen, Yu-Hung 顏郁閎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2021-12-06 | Rep | Dealing in securities | 2021-12-06 |
| 2 | WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2020-03-12 | 2021-10-27 |
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