Li, Qiqi (SFC:BFO348) 李祺琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-01-03 | 2018-06-22 | Rep | Advising on securities | 2017-01-03 | 2018-06-22 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2017-01-03 | 2018-06-22 | Rep | Dealing in securities | 2017-01-03 | 2018-06-22 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-11-18 | 2016-12-12 | Rep | Dealing in securities | 2016-11-18 | 2016-12-12 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2018-06-29 | Rep | Advising on securities | 2018-06-29 | Rep | Dealing in securities | 2018-06-29 |
| 5 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2015-06-15 | 2015-09-15 | Rep | Dealing in securities | 2015-06-15 | 2015-09-15 |
| 6 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-08-01 | 2016-11-03 | Rep | Dealing in securities | 2016-08-01 | 2016-11-03 |
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