Lui, Lok Yan 雷樂欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Kirin Securities Limited | Rep | Advising on securities | 2018-03-27 | 2020-03-04 | INFINITY ASSET MANAGEMENT LIMITED | Rep | 2020-07-27 | 2022-03-31 |
| 2 | Kirin Asset Management Limited | Rep | Asset management | 2018-03-27 | 2020-03-04 | INFINITY ASSET MANAGEMENT LIMITED | Rep | 2020-07-27 | 2022-03-31 |
| 3 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2020-06-11 | 2020-07-02 |
| 4 | TIANDA SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-15 | 2015-08-21 | Black Marble Securities Limited | Rep | 2015-08-28 | 2016-01-20 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 2016-05-06 | 2017-04-26 | Kirin Securities Limited | Rep | 2018-03-27 | 2020-03-04 | VALUABLE CAPITAL LIMITED | Rep | 2020-05-07 | 2020-07-02 |
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