Duan, Yanni 段燕妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bison Corporate Finance Limited | Rep | Advising on corporate finance | 2022-10-31 | 2024-01-11 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-03-16 | 2021-01-05 |
| 3 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2024-11-29 | Rep | Asset management | 2024-11-29 | Rep | Dealing in securities | 2024-11-29 |
| 4 | UNICORN SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2024-02-01 | 2024-10-17 | Rep | Asset management | 2024-06-24 | 2024-10-17 |
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