Maurer, Caroline Yu 沈昱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2015-06-17 | 2017-08-25 | Rep | Advising on securities | 2015-06-17 | 2018-12-31 | RO | Asset management | 2017-08-25 | 2018-12-31 | Rep | Advising on securities | 2019-01-01 | 2020-08-21 | RO | Asset management | 2019-01-01 | 2020-08-21 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2020-09-11 | 2021-01-28 | Rep | Asset management | 2020-09-11 | 2021-01-28 | Rep | Advising on futures contracts | 2020-10-08 | Rep | Dealing in securities | 2020-10-08 | 2021-01-28 | RO | Advising on securities | 2021-01-28 | RO | Asset management | 2021-01-28 | RO | Dealing in securities | 2021-01-28 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-09-11 | 2021-01-28 | Rep | Asset management | 2020-09-11 | 2021-01-28 | Rep | Advising on futures contracts | 2020-10-08 | Rep | Dealing in securities | 2020-10-08 | 2021-01-28 | RO | Advising on securities | 2021-01-28 | RO | Asset management | 2021-01-28 | RO | Dealing in securities | 2021-01-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy