Fu, Xiamin 符夏旻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2020-03-18 | 2021-06-16 | Rep | Dealing in securities | 2020-03-18 | 2021-06-16 |
| 2 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-06-28 | 2023-11-01 | Rep | Advising on securities | 2021-06-28 | 2023-11-01 | Rep | Dealing in securities | 2021-06-28 | 2023-11-01 |
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