Ma, Tin Lok (SFC:BFL423) 馬天樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-06-18 | 2016-01-03 | Rep | Dealing in securities | 2015-06-18 | 2016-01-03 |
| 2 | uSmart Securities Limited | Rep | Advising on securities | 2021-12-01 | 2022-07-09 | Rep | Dealing in securities | 2021-12-01 | 2022-07-09 |
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