Poon, Chun Ming 潘俊銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on futures contracts | 2021-04-09 | 2023-09-08 | Rep | Dealing in futures contracts | 2021-04-09 | 2023-09-08 | Rep | Dealing in securities | 2021-04-09 | 2023-09-08 |
| 2 | Bright Point International Futures Limited | Rep | Dealing in futures contracts | 2017-08-02 | 2018-11-18 |
| 3 | Bright Point International Securities Limited | Rep | Dealing in securities | 2017-08-02 | 2018-11-18 |
| 4 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-05-04 | 2017-06-18 |
| 5 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2023-09-26 | |
| 6 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2023-09-26 | |
| 7 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-12-03 | 2021-03-19 |
| 8 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2018-12-03 | 2021-03-19 |
| 9 | TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2015-06-18 | 2016-04-25 | Rep | Dealing in securities | 2015-06-18 | 2016-04-25 |
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