Shek, Sai Lok Edmond 石世諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2017-02-09 | 2017-06-19 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-06-22 | 2017-06-19 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-06-22 | 2017-06-19 |
| 4 | KAISER CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2022-04-28 | |
| 5 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-07-03 | 2019-09-13 | RO | Dealing in futures contracts | 2019-09-13 |
| 6 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2017-07-03 | 2023-12-05 | RO | Dealing in securities | 2023-12-05 |
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