Cai, Shaojun (SFC:BFL054)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in securities | 2018-01-09 | Rep | Advising on securities | 2018-01-09 | 2023-06-23 | Rep | Asset management | 2018-01-09 | 2023-06-23 | RO | Advising on securities | 2023-06-23 | RO | Asset management | 2023-06-23 |
| 2 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2015-06-22 | 2016-06-15 |
| 3 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2016-07-18 | 2017-11-30 | Rep | Asset management | 2016-07-18 | 2017-11-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy