Chan, Wai Ki (SFC:BFP688) 陳偉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fosun International Securities Limited | Rep | Advising on securities | 2022-04-19 | 2024-04-18 | Rep | Dealing in securities | 2022-04-19 | 2024-04-18 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-06-24 | 2017-10-02 | Rep | Advising on securities | 2017-04-24 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2022-02-28 | Rep | Dealing in securities | 2017-10-03 | 2022-02-28 |
| 3 | KGI Asset Management Limited | Rep | Asset management | 2018-11-13 | 2022-02-28 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-06-24 | 2022-02-28 |
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