Chen, Junjie (SFC:BFO103) 陳俊杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-02-29 | 2017-07-01 | Rep | Advising on securities | 2016-02-29 | 2017-07-01 | Rep | Dealing in securities | 2016-02-29 | 2017-07-01 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-06-29 | 2016-02-05 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-11-06 | |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2017-07-28 | 2018-09-17 | Rep | Advising on securities | 2017-07-28 | 2018-09-17 | Rep | Dealing in securities | 2017-07-28 | 2018-09-17 |
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