Donald, James Maitland
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2015-06-30 | 2015-07-02 | Rep | Dealing in securities | 2015-06-30 | 2015-07-02 | Rep | Advising on securities | 2016-10-28 | 2016-10-29 | Rep | Dealing in securities | 2016-10-28 | 2016-10-29 | Rep | Advising on securities | 2018-03-19 | 2018-03-26 | Rep | Dealing in securities | 2018-03-19 | 2018-03-26 | Rep | Advising on securities | 2019-03-25 | 2019-03-28 | Rep | Dealing in securities | 2019-03-25 | 2019-03-28 | Rep | Advising on securities | 2024-03-15 | 2024-03-21 | Rep | Dealing in securities | 2024-03-15 | 2024-03-21 |
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