Gao, Yuan (SFC:BFT182) 高遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2015-07-02 | 2018-06-01 | Rep | Dealing in securities | 2015-07-02 | 2018-06-01 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-07-23 | 2021-06-30 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-07-23 | 2021-06-30 | Rep | Advising on securities | 2020-08-03 | 2021-06-30 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-08-18 | 2023-10-02 | Rep | Dealing in securities | 2021-08-18 | 2023-10-02 |
| 5 | TAIPING CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-07-31 | 2020-07-01 |
| 6 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2018-07-31 | 2020-07-01 |
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