Luo, Ding 羅鼎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2015-07-06 | 2020-05-25 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2020-05-26 | 2021-03-05 | RO | Advising on securities | 2021-03-05 |
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