Guo, Shaohong (SFC:BFO843) 郭少紅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-10-10 | 2018-06-26 | Rep | Advising on securities | 2017-10-10 | 2021-12-21 | Rep | Asset management | 2017-10-10 | 2021-12-21 | RO | Dealing in securities | 2018-06-26 | 2022-05-31 | RO | Advising on securities | 2021-12-21 | 2022-05-31 | RO | Asset management | 2021-12-21 | 2022-05-31 |
| 2 | SPRING SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2022-09-19 | 2022-12-29 | RO | Dealing in securities | 2022-12-29 |
| 3 | TAP CAPITAL LIMITED | RO | Advising on securities | 2023-09-18 | RO | Asset management | 2023-09-18 |
| 4 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2015-07-06 | 2017-09-20 | Rep | Asset management | 2015-07-06 | 2017-09-20 | Rep | Dealing in securities | 2015-07-06 | 2017-09-20 |
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