Zhang, Yumin (SFC:BFM942) 張玉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CN FIRST INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-07-07 | 2019-09-27 | RO | Dealing in futures contracts | 2019-09-27 | 2020-03-13 |
| 2 | CN First Investment Management Limited | Rep | Asset management | 2020-01-06 | 2020-03-13 |
| 3 | SINOIF International Futures Limited | Rep | Asset management | 2020-03-20 | 2022-09-30 | Rep | Advising on securities | 2020-04-17 | 2022-09-30 | RO | Dealing in futures contracts | 2020-09-24 | RO | Advising on securities | 2022-09-30 | RO | Asset management | 2022-09-30 | RO | Advising on futures contracts | 2023-05-11 |
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