Sun, Shuai (SFC:BFS276) 孫帥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LIM ADVISORS LIMITED | Rep | Asset management | 2021-03-15 | 2021-04-30 |
| 2 | MARSHALL WACE ASIA LIMITED | Rep | Asset management | 2021-06-01 | 2021-10-29 | Rep | Dealing in securities | 2021-06-01 | 2021-10-29 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2015-07-07 | 2019-08-16 | Rep | Dealing in securities | 2015-07-07 | 2019-08-16 |
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