Liu, Zhao (SFC:BPL852) 劉昭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Prosperous Asset Management Company Limited | Rep | Advising on securities | 2020-04-16 | 2021-02-28 | Rep | Asset management | 2020-04-16 | 2021-02-28 |
| 2 | First Prosperous Capital Company Limited | Rep | Advising on corporate finance | 2020-10-28 | 2021-02-28 | Rep | Dealing in securities | 2020-10-28 | 2021-02-28 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-03-19 | Rep | Dealing in securities | 2021-03-19 | Rep | Dealing in futures contracts | 2021-04-12 |
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