Chan, Kristy Ling Tung 陳令彤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-07-08 | 2016-07-23 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-07-08 | 2016-07-23 | Rep | Dealing in securities | 2015-07-08 | 2016-07-23 | Rep | Dealing in securities | 2017-06-01 | 2017-06-11 | Rep | Dealing in futures contracts | 2017-09-14 | 2019-06-19 | Rep | Dealing in securities | 2017-09-14 | 2019-06-19 | Rep | Dealing in securities | 2020-02-06 | 2020-02-14 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-07-08 | 2016-07-23 |
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