Liu, Frank 廖溢豐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-01-20 | 2017-11-30 | Rep | Dealing in securities | 2016-01-20 | 2017-11-30 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2015-07-09 | 2015-12-18 | Rep | Dealing in futures contracts | 2017-12-22 | 2018-08-24 | Rep | Dealing in securities | 2017-12-22 | 2018-08-24 |
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