Dwivedi, Prashant
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2020-04-21 | 2022-02-10 | Rep | Dealing in securities | 2020-04-21 | 2022-02-10 | RO | Advising on securities | 2022-02-10 | 2023-10-08 | RO | Dealing in securities | 2022-02-10 | 2023-10-08 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2023-11-03 | |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2023-11-03 |
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