Lai, Ka Chung 黎家聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA CIFCO SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-07-10 | 2015-08-28 |
| 2 | CHINA DEMETER SECURITIES LIMITED | Rep | Advising on securities | 2022-06-30 | 2022-08-31 | Rep | Asset management | 2022-06-30 | 2022-08-31 | Rep | Dealing in securities | 2022-06-30 | 2022-08-31 |
| 3 | China Hong Kong Capital Asset Management Company Limited | Rep | Asset management | 2016-06-20 | 2016-11-28 | Rep | Dealing in securities | 2016-06-20 | 2016-11-28 |
| 4 | Conrad Investment Services Limited | Rep | Advising on securities | 2019-04-16 | 2020-05-13 |
| 5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-12-05 | 2017-03-24 |
| 6 | Eddid Securities and Futures Limited | Rep | Dealing in securities | 2017-04-10 | 2018-09-17 |
| 7 | Futu Securities International (HONG KONG) Limited | Rep | Advising on securities | 2022-10-03 | Rep | Asset management | 2022-10-03 | Rep | Dealing in securities | 2022-10-03 |
| 8 | M&F Asset Management Limited | Rep | Dealing in securities | 2018-10-11 | 2019-04-04 | Rep | Advising on securities | 2018-10-24 | 2019-04-04 | Rep | Asset management | 2018-10-24 | 2019-04-04 |
| 9 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-02-22 | 2022-01-19 |
| 10 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-06-22 | 2022-01-19 |
| 11 | Prime Cdex Securities Limited | Rep | Advising on securities | 2020-12-29 | 2022-01-19 | Rep | Dealing in securities | 2021-02-22 | 2022-01-19 |
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