Yang, Huaibin 楊懷斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | JMC Capital HK Limited | Rep | Advising on securities | 2020-04-23 | 2021-10-15 | Rep | Dealing in securities | 2020-04-23 | 2021-10-15 | Rep | Asset management | 2020-08-10 | 2021-10-15 |
2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2023-07-31 | 2023-08-02 |
3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2024-01-18 | 2024-04-25 | Rep | Advising on securities | 2024-03-05 | 2024-04-25 |
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