But, Chi Kwan 畢志坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-08-30 | 2023-10-12 | Rep | Dealing in securities | 2019-08-30 | 2023-10-12 | Rep | Advising on securities | 2021-03-04 | 2023-10-12 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-10-26 | 2019-06-06 |
| 3 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2019-06-21 | 2019-08-22 |
| 4 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2019-06-21 | 2019-08-22 |
| 5 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2018-06-01 | 2018-06-08 | Rep | Dealing in futures contracts | 2018-06-01 | 2018-06-08 |
| 6 | CLSA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-07-24 | 2018-04-30 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2018-11-16 | 2019-06-06 |
| 8 | I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2015-07-13 | 2017-04-18 | Rep | Dealing in securities | 2015-07-13 | 2017-04-18 |
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