Hergesheimer, Niklaus Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-05-28 | 2015-05-29 | Rep | Dealing in securities | 2015-07-13 | 2015-08-17 | Rep | Dealing in securities | 2015-09-01 | 2020-08-03 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2015-05-28 | 2015-05-29 | Rep | Dealing in futures contracts | 2015-09-01 | 2020-08-03 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2024-04-15 | Rep | Dealing in securities | 2024-04-15 |
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