Ha, Byoungno
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Forte Securities (Asia) Limited | Rep | Dealing in futures contracts | 2021-06-02 | 2021-11-29 | Rep | Dealing in securities | 2021-06-02 | 2021-11-29 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-07-15 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2017-11-24 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-07-15 | 2017-11-24 |
| 4 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-01-08 | 2019-12-06 | Rep | Dealing in securities | 2018-01-08 | 2019-12-06 |
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