Lee, Chak Fai 李澤輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-11-16 | 2018-03-16 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-16 | 2018-03-16 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2018-03-28 | 2018-10-19 | Rep | Dealing in securities | 2018-03-28 | 2018-10-19 | Rep | Advising on securities | 2018-04-04 | 2018-10-19 |
| 4 | HK Monkey Securities Limited | Rep | Dealing in securities | 2018-10-30 | 2019-07-09 | Rep | Asset management | 2018-11-06 | 2019-07-09 | RO | Advising on securities | 2019-07-09 | RO | Asset management | 2019-07-09 | RO | Dealing in securities | 2019-07-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy