Lee, Chak Fai 李澤輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-16 | 2018-03-16 |
| 2 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-11-16 | 2018-03-16 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2018-03-28 | 2018-10-19 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2018-03-28 | 2018-10-19 |
| 5 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2018-04-04 | 2018-10-19 |
| 6 | HK Monkey Securities Limited | Rep | Dealing in securities | 2018-10-30 | 2019-07-09 |
| 7 | HK Monkey Securities Limited | Rep | Asset management | 2018-11-06 | 2019-07-09 |
| 8 | HK Monkey Securities Limited | RO | Advising on securities | 2019-07-09 | |
| 9 | HK Monkey Securities Limited | RO | Asset management | 2019-07-09 | |
| 10 | HK Monkey Securities Limited | RO | Dealing in securities | 2019-07-09 |
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