Hong, Chu Sheng 洪鉅昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Maxcess Capital Limited | RO | Advising on securities | 2021-09-03 | 2022-08-15 | Maxcess Capital Limited | Rep | 2022-08-15 | 2022-11-08 | Maxcess Capital Limited | RO | 2022-11-08 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2015-07-17 | 2019-02-26 | Maxcess Capital Limited | RO | 2021-09-03 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-07-17 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2016-10-11 | 2019-02-26 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-07-17 | 2019-02-26 | Golden K2 Securities Limited | RO | 2021-09-03 | 2022-08-10 | Golden K2 Securities Limited | Rep | 2022-08-10 | 2022-11-08 | Golden K2 Securities Limited | RO | 2022-11-08 | 2023-11-28 |
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