Li, Yue (SFC:BFU987) 李約
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-07-17 | 2019-06-07 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-07-17 | 2019-06-07 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-09-03 | 2021-12-31 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2019-09-03 | 2021-12-31 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2019-09-03 | 2021-12-31 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2022-06-28 | 2023-10-24 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2022-06-28 | 2023-10-24 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-06-28 | 2023-10-24 |
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